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Employee benefit plan auditing

About this topic

Based on the AICPA Competency Framework: Employee Benefit Plan Auditing, these learning resources are designed to enhance CPAs’ knowledge and skills necessary to perform high-quality employee benefit plan audit engagements. Use these resources to build competencies around auditing employee benefit plans and set yourself apart in the market so that clients and employers feel confident in your work and ability to conduct these audits.

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Ethics in Practice: AICPA Code and Real Life Applications

This webcast details what you need out of the AICPA Code of Professional Ethics. You will explore the various ethical pronouncements and changes occurring in the...

Webcast Ethics, integrity & professionalism

Professional Ethics: The American Institute of Certified Public Accountants' Comprehensive Course

Learn the most up-to-date AICPA, SEC, and GAO ethics rules in an inventive and creative way. Through interactive case studies, exercises and illustrative graphics,...

Course – Textbook,   Course – Online Ethics, integrity & professionalism

Documenting Your EBP Audit: What You Need To Know

Tackle the most common areas in EBP audits where detailed documentation is critical to supporting the audit conclusions.

Course – Online Defined contribution plans Foundational

Ethics and Professional Conduct: Updates

This webcast provides a timely update and refresher on the AICPA Code of Professional Conduct. You will review the conceptual framework and independence provisions for...

Webcast Ethics, integrity & professionalism

Audits of 401(k) Plans

This webcast will walk you through how to audit a 401(k) plan and prepare financial statements that satisfy ERISA and SEC requirements as well as provide information...

Webcast Defined contribution plans Intermediate

Audits of Employee Stock Ownership Plans

Covers content such as identifying unique attributes of ESOPs, determining efficient and effective audit strategies for unique areas, determining appropriate audit...

Course – Online,   Course – Textbook ESOPs Foundational

Auditing Employee Benefit Plans

Written by a member on the expert panel for EBP, this CPE course is designed to give you an understanding of requirements and audit procedures related to defined...

Course – Textbook,   Course – Online Financial reporting Foundational

Audit Workpapers: Documenting Field Work

Master the building blocks of working paper preparation to ensure your audits are properly documented.

Course – Online Audit Foundational

Audit Workpapers: Reviewing Field Work Documentation

Addressing common misconceptions found by peer reviewers, this course explores typical working paper deficiencies and how to minimize potential liability for your...

Course – Online Audit Foundational

Audits of 401(k) Plans

Work through how to audit a 401(k) plan and prepare financial statements that satisfy Employee Retirement Income Sercurity Act (ERISA) and SEC requirements.

Course – Textbook,   Course – Online Financial reporting Foundational

Employee Benefit Plan Audits: Common Misconceptions and How to Address Them

Covers the 2017 peer review findings and the actions your firm can take to strengthen EBP audit quality.

Course – Online Defined contribution plans Foundational

Employee Benefit Plans Industry Developments - Audit Risk Alert

Developed by a task force consisting of current and former employee benefit plan expert panel members, this alert offers a range of topics such as master trust...

Publication Audit risk assessment Foundational