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Employee benefit plan auditing

About this topic

Based on the AICPA Competency Framework: Employee Benefit Plan Auditing, these learning resources are designed to enhance CPAs’ knowledge and skills necessary to perform high-quality employee benefit plan audit engagements. Use these resources to build competencies around auditing employee benefit plans and set yourself apart in the market so that clients and employers feel confident in your work and ability to conduct these audits.

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Employee Benefit Plan Audits: Common Misconceptions and How to Address Them

Covers the 2017 peer review findings and the actions your firm can take to strengthen EBP audit quality.

Course – Online Defined contribution plans Foundational

Employee Benefit Plans Industry Developments - Audit Risk Alert

Developed by a task force consisting of current and former employee benefit plan expert panel members, this alert offers a range of topics such as master trust...

Publication Audit risk assessment Foundational

401(k) Plan Auditing Basics Series

Webcast Defined contribution plans Foundational

401(k) Plan Auditing Basics Series

This four-part series will provide staff or in-charge auditors who are new to ERISA audits a basic overview of all parts of a 401(k) plan audit.

Webcast Defined contribution plans Foundational

Advanced Defined Contribution Plans Audit Certificate Exam Review

This webcast will cover each phase of a defined contribution plan audit engagement, from planning to reporting, to ensure you are familiar with the most current guidance.

Webcast Defined contribution plans Advanced

Mandatory EBPAQC Designated Partners 2018 Audit Planning Webinar - Rebroadcast June

This is a rebroadcast of the very popular live webinar event held on January 27, 2017, is designed exclusively for Center member Designated Partners (or designee) with...

Webcast Defined contribution plans Intermediate

Mandatory EBPAQC Designated Partners 2018 Audit Planning Webinar - Rebroadcast August

The webinar provides valuable information to help prepare your firm for the 2017 employee benefit plan audit season.

Webcast Defined contribution plans Intermediate

Ethics: Critical Thinking, Case Studies, and Fraud

This webcast will explore the basic tenets of ethical behavior and use case studies to explore ethical dilemmas in various companies and organizations, with special...

Webcast Ethics, integrity & professionalism

EBP Auditing In An Electronic Environment

Webcast Sampling Intermediate

401(k) Basics Part 3 - Distribution Testing, Audit Wrap-Up, and Notes to Financial Statements - Rebroadcast

This webcast provides an understanding of 401(k) plans and how they work and information about unique issues encountered in performing distribution testing and...

Webcast Defined contribution plans Foundational

401(k) Basics Part 4 - Investments and Current Topics

This webcast provides an understanding of 401(k) plans and how they work, and practical information about plan investments and current topics in EBP auditing.

Webcast Plan investments & fair value Foundational