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Employee benefit plan auditing

About this topic

Based on the AICPA Competency Framework: Employee Benefit Plan Auditing, these learning resources are designed to enhance CPAs’ knowledge and skills necessary to perform high-quality employee benefit plan audit engagements. Use these resources to build competencies around auditing employee benefit plans and set yourself apart in the market so that clients and employers feel confident in your work and ability to conduct these audits.

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401(k) Plan Auditing Basics Series

Gain an overview of all parts of a 401(k) plan audit. We will cover plan structure, standard plan documents, service providers and more.

Webcast Defined contribution plans Foundational

401(k) Plan Auditing Basics Series

Gain an overview of all parts of a 401(k) plan audit. We will cover plan structure, standard plan documents, service providers and more.

Webcast Defined contribution plans Foundational

401(k) Basics Part 2 - Participant Data and Contribution Testing

Gain an understanding of 401(k) plans and how they work. We’ll discuss practical information about participant data and contribution testing.

Webcast Defined contribution plans Foundational

401(k) Basics Part 3 - Distribution Testing, Audit Wrap-Up, and Notes to Financial Statements

Learn about the unique issues encountered in performing distribution testing and wrapping-up the audit.

Webcast Defined contribution plans Foundational

401(k) Basics Part 3 - Distribution Testing, Audit Wrap-Up, and Notes to Financial Statements

Learn about the unique issues encountered in performing distribution testing and wrapping-up the audit.

Webcast Defined contribution plans Foundational

401(k) Basics Part 1-Introduction and Planning

Register now for an understanding of 401(k) plans, how they work and information about EBP audit planning and risk assessment.

Webcast Defined contribution plans Foundational

Working Together - Four Personality Styles in the Workplace

Learn how to work with different personalities for a more productive and successful workplace.

Webcast Team building Foundational

Using the EBPAQC SOC 1 Tool

Join this webcast to discuss how to maximize your firm's use of a SOC 1 report in your EBP audits.

Webcast Internal controls/service organizations Intermediate

Professional Ethics for Members in Business

An overview of the ethics standards that apply under the AICPA Code of Professional Conduct to CPAs in business and industry.

Course – Online Ethics, integrity & professionalism

Leadership Improv - Why "Fake It Until You Make It" Works

This webcast uses the lessons and spontaneous creativity of improv acting to improve your leadership and business development skills.

Webcast Team building Foundational

Professional Ethics: 2019 Update and Refresher

A refresher on ethics rules issued by the AICPA, PCAOB, and GAO.

Course – Online Ethics, integrity & professionalism

AICPA Peer Review Must-Select Industry Update: Employee Benefit Plans

Offering valuable information essential to all peer reviewers of employee benefit plan (EBP) audit engagements, this course discusses key areas of focus in the Peer...

Course – Online Defined contribution plans Foundational