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Technical

Using the EBPAQC SOC 1 Tool Logo aicpa

  $99.00 - 129.00 |   21 May 2019 |   13:00-15:00 |   CPE: 2.0 |   AICPA |   Auditing |   AICPA Store
Who Will Benefit?
  • EBP auditors who use SOC 1 reports
Key Topics
  • SOC 1 report
  • EBPAQC tool
Learning Objectives
  • Use the EBPAQC tool, Documentation of Use of a Type 2 Service Auditor's Report in an Audit of an Employee Benefit Plan's Financial Statements.
  • Identify and link risk assessments to controls.
  • Evaluate user controls.
  • Determine and document conclusions regarding how the SOC 1 report will be used to gain an understanding of the plan's internal controls and potentially reduce substantive testing.

This is a rebroadcast of the original webcast offered in 2017.

In this webcast, we will discuss how to maximize your firm's use of a SOC 1 report in your EBP audits. You'll get tips and tricks for effectively reviewing and understanding the SOC 1 report and other firm best practices.

Topics covered:
  • Employee benefit plan auditing: Technical: Defined contribution plans: Internal controls/service organizations, Intermediate
  • Employee benefit plan auditing: Technical: Defined benefit plans: Internal controls/service organizations, Intermediate
  • Employee benefit plan auditing: Technical: Health & welfare plans: Internal controls/service organizations, Intermediate
  • Employee benefit plan auditing: Technical: Multiemployer plans: Internal controls/service organizations, Intermediate
  • Employee benefit plan auditing: Technical: ESOPs: Internal controls/service organizations, Intermediate

Comments/Reflections